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Annual Document According to Section 10 German Securities Prospectus Act

Section 10 of the German Securities Prospectus Act (Wertpapierprospektgesetz, WpPG) which was enacted on 1 July 2005, requires all issuers of securities which are listed on an organised market to annually provide the general public with a document containing or referring to all information published or otherwise made available in the previous twelve months by the issuer to the general public in accordance with certain statutory provisions for the capital market.

Please note that the information in this annual document in accordance with Section 10 WpPG or information which is refered to therein will not be updated and therefore might be outdated. Neither the annual document nor the information therein and the information to which the annual document refers to shall constitute an offer or the solicitation of an offer to purchase or sell securities.

Not all of the information in the annual document or the information which the annual document refers to has to be provided in English under German law. Therefore only the German version of the annual document is legally binding while the English translation is for convenience only.

If the link or path shown here is not available or is not working, the information is also available as a free printout. Please contact ir@deutsche-boerse.com.

In the period between 1 January 2008 and 9 April 2009 Deutsche Börse AG has published or made available the following information in the meaning of Section 10 sub-paragraph 1 of the German Securities Prospectus Act (WpPG):

Ad-hoc Announcements
Date Statutory Announcement/Publication (§ 15 WpHG)

11/01/2008

Deutsche Börse plans new office building in Eschborn and expects significant reduction in tax burden

19/02/2008

Deutsche Börse AG: Deutsche Börse achieves record result, publishes dividend proposal and continues Capital Management Program

27/02/2008

Deutsche Börse AG: Eurex, a subsidiary of Deutsche Börse AG, plans to increase stake in European Energy Exchange EEX

06/05/2008 Deutsche Börse AG releases Q1 2008 results
17/06/2008 Deutsche Börse AG resumes share buyback as part of its ongoing Capital Management Program. Up to €400 million share buybacks for the remainder of 2008
31/07/2008 Deutsche Börse AG releases Q2/2008 results
22/08/2008 Deutsche Börse AG’s subsidiary ISE to combine US cash equity business with Direct Edge
26/08/2008 Deutsche Börse AG: Adjustment to the pricing model for algorithmic trading and the service offering for equity clearing
03/10/2008Deutsche Börse AG: Possible demand for calling of EGM
07/10/2008Demand for calling of EGM
19/10/2008Deutsche Börse AG: Kurt Viermetz resigns from his office as Supervisory Board member
20/10/2008Application of TCI for calling of an Extraordinary Shareholders' Meeting dismissed
28/10/2008Deutsche Börse AG: Deutsche Börse extraordinarily adjusts DAX weightings
31/10/2008 Deutsche Börse AG: Additions to the Guide to Equity Indices
04/11/2008Deutsche Börse AG: Deutsche Börse AG releases Q3/2008 results
08/12/2008 Dr Manfred Gentz elected Chairman of the Supervisory Board of Deutsche Börse AG
08/12/2008 Deutsche Börse lowers 2008 cost guidance and sets guidance for total costs in 2009

24/02/2009

Deutsche Börse AG: Preliminary results 2008, Dividend proposal, Reduced cost guidance for 2009
23/03/2009Deutsche Börse AG: Change in the Executive Board of Deutsche Börse AG. Thomas Eichelmann to terminate responsibilities effective 30 April 2009
23/03/2009Deutsche Börse AG: Deutsche Börse to implement interim holding structure for Clearstream Subgroup

02/04/2009

Deutsche Börse AG: Voting interest of TCI falls down to 0.96 percent
Directors' Dealings
Statutory Announcement/Publication (§ 15a WpHG) Download

Notifications about Directors´ Dealings 2008/2009

14 KB.pdf

Significant Voting Rights
Date Statutory Announcement/Publication (§ 26 WpHG)

08/01/2008

Release according to § 26 para. 1 WpHG [German Securities Trading Act]

16/01/2008

Release according to § 26 para. 1 WpHG [German Securities Trading Act]
UBS AG falls below 3% threshold

16/01/2008

Release according to § 26 para. 1 WpHG [German Securities Trading Act]
UBS AG exceeds 3% threshold

18/01/2008

Release according to § 26 para. 1 WpHG [German Securities Trading Act]
UBS AG falls below 3% threshold

31/03/2008

Release according to § 26 para. 1 WpHG [German Securities Trading Act]
Deutsche Börse AG falls below 3% threshold

09/04/2008

Release according to § 26 para. 1 WpHG [German Securities Trading Act]
FMR LLC falls below 3% threshold

16/04/2008

Release according to § 26, para. 1 WpHG [German Securities Trading Act]
Barclays Global Investors exceeds 3% threshold

02/05/2008 Release according to § 26, para. 1 WpHG [German Securities Trading Act]
UBS AG exceeds 3% threshold
02/05/2008 Release according to § 26, para. 1 WpHG [German Securities Trading Act]
UBS AG falls below 3% threshold
20/05/2008 Release according to § 26, para. 1 WpHG [German Securities Trading Act]
Credit Suisse Group exceeds 3% threshold
02/06/2008Release according to § 26, para. 1 WpHG [German Securities Trading Act]
Credit Suisse Group exceeds 5% threshold
16/06/2008Release according to § 26 para. 1 WpHG [German Securities Trading Act]
Credit Suisse Group falls below 5% threshold
18/06/2008Release according to § 26 para. 1 WpHG [German Securities Trading Act]
Credit Suisse Group falls below 3% threshold
28/07/2008Release according to § 26, para. 1 WpHG [German Securities Trading Act] - Correction
The Children's Investment Fund Management LLP
28/07/2008Release according to § 26, para. 1 WpHG [German Securities Trading Act]
The Children's Investment Fund Management LLP
29/07/2008Release according to § 26, para. 1 WpHG [German Securities Trading Act]
Atticus European Fund, Ltd.
07/08/2008Release according to § 26, para. 1 WpHG [German Securities Trading Act] - Correction
The Children's Investment Fund Management LLP
07/08/2008Release according to § 26, para. 1 WpHG [German Securities Trading Act] - Correction
The Children's Investment Fund Management LLP
12/08/2008Release according to § 26, para. 1 WpHG [German Securities Trading Act] - Correction
The Children's Investment Fund Management LLP
03/09/2008Release according to § 26, para. 1 WpHG [German Securities Trading Act]
Barclays Global Investors UK Holdings Ltd.
08/09/2008Release according to § 26, para. 1 WpHG [German Securities Trading Act]
Atticus Capital LP, Atticus Management Limited, Atticus Capital Holdings LLC, Atticus Holdings LP, Atticus Management LLC and Mr. Timothy Barakett
08/09/2008Release according to § 26, para. 1 WpHG [German Securities Trading Act]
The Children's Investment Fund Management (UK) LLP
30/09/2008Release according to § 26, para. 1 WpHG [German Securities Trading Act]
Deutsche Börse AG exceeds 3% threshold with respect to own shares
01/04/2009Release according to § 26, para. 1 WpHG [German Securities Trading Act]
The Children's Investment Fund Management Ltd., London, United Kingdom, The Children's Investment Fund Management (Cayman) Ltd., Grand Cayman, Grand Cayman Islands and Mr. Christopher Hohn, United Kingdom
01/04/2009Release according to § 26, para. 1 WpHG [German Securities Trading Act]
Atticus Capital LP, New York, NY, USA, Atticus Management Limited, St. Peter Port, Guernsey, Atticus LP Incorporated, St. Peter Port, Guernsey, Atticus Capital Holdings LLC, New York, NY, USA, Atticus Holdings LP, New York, NY, USA, Atticus Management LLC, New York, NY, USA, Mr. Timothy Barakett, New York, NY, USA, Atticus Global Advisors, Ltd., New York, NY, USA, and Atticus European Fund, Ltd., New York, NY, USA
02/04/2009Release according to Article 26, Section 1 of the WpHG [the German Securities Trading Act]
The Children's Investment Fund Management (UK) LLP, London, United Kingdom, The Children's Investment Master Fund, Grand Cayman, Grand Cayman Islands, The Children's Investment Fund Management Ltd., London, United Kingdom, The Children's Investment Fund Management (Cayman) Ltd., Grand Cayman, Grand Cayman Islands and Mr. Christopher Hohn, United Kingdom
03/04/2009Release according to § 26, para. 1 WpHG [German Securities Trading Act] - Correction
Atticus LP Incorporated
06/04/2009Release according to § 26, para. 1 WpHG [German Securities Trading Act]
Wellington Management Company, LLP
Total Voting Rights
Date Statutory Announcement/Publication (§ 26a WpHG)
31/03/2008

Total Voting Rights announcement according to § 26a WpHG [German Securities Trading Act]
Number of voting rights amounts to 195 million

 

 

Annual Financial Statements
Statutory Announcement/Publication (§ 37v WpHG in conjunction with § 325 HGB) Download

Annual financial statements for the fiscal year 2007 and management report of Deutsche Börse AG

962 KB.pdf

Annual financial statements for the fiscal year 2008 and management report of Deutsche Börse AG

709 KB.pdf

Consolidated Financial Statements
Date Statutory Announcement/Publication (§ 37 y no. 1 WpHG in conjunction with § 325 HGB) Download

28/03/2008

Annual Report 2007 - Deutsche Börse Group

3,548 KB.pdf

27/03/2009

Annual Report 2008 - Deutsche Börse Group

3,719 KB.pdf

Consolidated Mid-Year-/Quarterly Financial Statements
Date Statutory Announcement/Publication (§ 37w in conjunction with § 37x para. 3 in conjunction with § 37y no. 2 WpHG; § 42 BörsG in conjunction with § 66 BörsO [previously § 48 BörsO]) Download

06/05/2008

Interim Report 1/2008 - Deutsche Börse Group

583 KB.pdf

31/07/2008

Interim Report 2/2008 - Deutsche Börse Group

591 KB.pdf

04/11/2008

Interim Report 3/2008 - Deutsche Börse Group

618 KB.pdf

Financial Calendar
Statutory Announcement/Publication (§ 67 BörsO [previously § 49 BörsO])

Financial Calendar 2008

Financial Calendar 2009

Convening of the Annual General Meeting 2007
Date Statutory Announcement/Publication (§ 30b para. 1 no. 1 WpHG) Download

04/04/2008

Invitation and Agenda 2008

107 KB.pdf

03/04/2009

Invitation and Agenda 2009

105 KB.pdf

Dividends
Date Statutory Announcement/Publication (§ 30b para. 1 no. 2 WpHG) Download

23/05/2008

Announcement of the dividend distribution for 2008

 

10 KB.pdf

Announcement of upcoming coupon payment
DateStatutory Announcement/Publication (§ 30b para. 2 no. 2 WpHG)Download
07/04/2009

Announcement of upcoming coupon payment in accordance with § 30b para. 2 no. 2 WpHG

11 KB.pdf

Additional information and transmission to the business register
Date

Statutory Announcement/Publication (§ 30e para. 1 no. 2 WpHG)

01/07/2008

Announcement of bond issuance

As of 9 April 2009

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