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Other Regulatory Announcements

Date Title
26/10/2009 Announcement according to Articles 37v, 37w, 37x et seqq. of the WpHG
Quarterly financial report within the 2nd half-year
15/09/2009 Release according to § 26, para. 1 WpHG [German Securities Trading Act]
Massachusetts Financial Services Company (MFS)
15/09/2009 Release according to § 26, para. 1 WpHG [German Securities Trading Act]
Sun Life of Canada (U.S.) Financial Services Holdings, Inc.
15/09/2009 Release according to § 26, para. 1 WpHG [German Securities Trading Act]
Sun Life Financial (U.S.) Investments LLC
15/09/2009 Release according to § 26, para. 1 WpHG [German Securities Trading Act]
Sun Life Financial (U.S.) Holdings, Inc.
15/09/2009 Release according to § 26, para. 1 WpHG [German Securities Trading Act]
Sun Life Assurance Company of Canada - U.S. Operations Holdings, Inc.
15/09/2009 Release according to § 26, para. 1 WpHG [German Securities Trading Act]
Sun Life Global Investment Inc.
15/09/2009 Release according to § 26, para. 1 WpHG [German Securities Trading Act]
Sun Life Financial Inc.
28/08/2009 Release according to § 26, para. 1 WpHG [German Securities Trading Act]
Royal Ministry of Finance Norway
26/08/2009 Release according to § 26, para. 1 WpHG [German Securities Trading Act]
Norges Bank Investment Management
18/08/2009 Release according to § 26, para. 1 WpHG [German Securities Trading Act]
Royal Ministry of Finance Norway
18/08/2009 Release according to § 26, para. 1 WpHG [German Securities Trading Act]
Fidelity Management & Research Company
14/08/2009 Release according to § 26, para. 1 WpHG [German Securities Trading Act]
Norges Bank Investment Management
13/08/2009 Release according to § 26, para. 1 WpHG [German Securities Trading Act]
Norges Bank Investment Management
13/08/2009 Release according to § 26, para. 1 WpHG [German Securities Trading Act] - Correction
Norges Bank Investment Management
13/08/2009 Release according to § 26, para. 1 WpHG [German Securities Trading Act]
Norges Bank Investment Management
13/08/2009 Release according to § 26, para. 1 WpHG [German Securities Trading Act]
Royal Ministry of Finance Norway
13/08/2009 Release according to § 26, para. 1 WpHG [German Securities Trading Act] - Correction
Royal Ministry of Finance Norway
13/08/2009 Release according to § 26, para. 1 WpHG [German Securities Trading Act]
Royal Ministry of Finance Norway
27/07/2009 Announcement according to § 37v, 37w, 37x et seqq. WpHG [German Securities Trading Act]
Release Half-Yearly Financial Report Q2/2009
30/06/2009 Release according to § 26, para. 1 WpHG [German Securities Trading Act]
Franklin Mutual Advisers
30/06/2009 Release according to § 26, para. 1 WpHG [German Securities Trading Act]
FMR LLC (Fidelity Management & Research)
22/05/2009 Release according to § 26, para. 1 WpHG [German Securities Trading Act]
Fidelity International
13/05/2009 Release according to § 26, para. 1 WpHG [German Securities Trading Act]
Wellington Management Company, LLP
04/05/2009 Release according to § 26, para. 1 WpHG [German Securities Trading Act]
Fidelity International
04/05/2009 Announcement according to § 37v, 37w, 37x et seqq. WpHG [German Securities Trading Act]
Release Interim report Q1/2009
23/04/2009 Release according to § 26, para. 1 WpHG [German Securities Trading Act]
Fidelity International
06/04/2009 Release according to § 26, para. 1 WpHG [German Securities Trading Act]
Wellington Management Company, LLP
03/04/2009 Release according to § 26, para. 1 WpHG [German Securities Trading Act] - Correction
Atticus LP Incorporated
02/04/2009 Release according to Article 26, Section 1 of the WpHG [the German Securities Trading Act]
The Children's Investment Fund Management (UK) LLP, London, United Kingdom, The Children's Investment Master Fund, Grand Cayman, Grand Cayman Islands, The Children's Investment Fund Management Ltd., London, United Kingdom, The Children's Investment Fund Management (Cayman) Ltd., Grand Cayman, Grand Cayman Islands and Mr. Christopher Hohn, United Kingdom
01/04/2009 Release according to § 26, para. 1 WpHG [German Securities Trading Act]
Atticus Capital LP, New York, NY, USA, Atticus Management Limited, St. Peter Port, Guernsey, Atticus LP Incorporated, St. Peter Port, Guernsey, Atticus Capital Holdings LLC, New York, NY, USA, Atticus Holdings LP, New York, NY, USA, Atticus Management LLC, New York, NY, USA, Mr. Timothy Barakett, New York, NY, USA, Atticus Global Advisors, Ltd., New York, NY, USA, and Atticus European Fund, Ltd., New York, NY, USA,
01/04/2009 Release according to § 26, para. 1 WpHG [German Securities Trading Act]
The Children's Investment Fund Management Ltd., London, United Kingdom, The Children's Investment Fund Management (Cayman) Ltd., Grand Cayman, Grand Cayman Islands and Mr. Christopher Hohn, United Kingdom
16/03/2009 Announcement according to Articles 37v, 37w, 37x et seqq. of the WpHG
Release Annual Financial Report and Consolidated Annual Financial Report 2008
27/10/2008 Announcement according to § 37v, 37w, 37x et seqq. WpHG [German Securities Trading Act]
Release Interim report Q3/2008
30/09/2008 Release according to § 26, para. 1 WpHG [German Securities Trading Act]
Deutsche Börse AG exceeds 3% threshold with respect to own shares
08/09/2008 Release according to § 26, para. 1 WpHG [German Securities Trading Act]
The Children's Investment Fund Management (UK) LLP
08/09/2008 Release according to § 26, para. 1 WpHG [German Securities Trading Act]
Atticus Capital LP, Atticus Management Limited, Atticus Capital Holdings LLC, Atticus Holdings LP, Atticus Management LLC and Mr. Timothy Barakett
03/09/2008 Release according to § 26, para. 1 WpHG [German Securities Trading Act]
Barclays Global Investors UK Holdings Ltd.
12/08/2008 Release according to § 26, para. 1 WpHG [German Securities Trading Act] - Correction
The Children's Investment Fund Management LLP
07/08/2008 Release according to § 26, para. 1 WpHG [German Securities Trading Act] - Correction
The Children's Investment Fund Management LLP
07/08/2008 Release according to § 26, para. 1 WpHG [German Securities Trading Act] - Correction
The Children's Investment Fund Management LLP
29/07/2008 Release according to § 26, para. 1 WpHG [German Securities Trading Act]
Atticus European Fund, Ltd.
28/07/2008 Release according to § 26, para. 1 WpHG [German Securities Trading Act]
The Children's Investment Fund Management LLP
28/07/2008 Release according to § 26, para. 1 WpHG [German Securities Trading Act] - Correction
The Children's Investment Fund Management LLP
21/07/2008 Announcement according to § 37v, 37w, 37x et seqq. WpHG [German Securities Trading Act]
Release Interim report Q2/2008
11/07/2008 1. Release of a prospectus according to § 3 WpPG
Release Prospectus for € 150,000,000 Increase of € 500,000,000 Senior Bond of Deutsche Börse AG
01/07/2008 Release according to § 30e WpHG [German Securities Trading Act]
18/06/2008 Release according to § 26 para. 1 WpHG [German Securities Trading Act]
Credit Suisse Group falls below 3% threshold
16/06/2008 Release according to § 26 para. 1 WpHG [German Securities Trading Act]
Credit Suisse Group falls below 5% threshold
13/06/2008 Release of a prospectus according to § 3 WpPG
Release Prospectus for € 500,000,000 Senior Bond of Deutsche Börse AG
13/06/2008 Release of a prospectus according to § 3 WpPG
Release Prospectus for € 550,000,000 Hybrid Bond of Deutsche Börse AG
02/06/2008 Release according to § 26, para. 1 WpHG [German Securities Trading Act]
Credit Suisse Group exceeds 5% threshold
20/05/2008 Release according to § 26, para. 1 WpHG [German Securities Trading Act]
Credit Suisse Group exceeds 3% threshold
02/05/2008 Release according to § 26, para. 1 WpHG [German Securities Trading Act]
UBS AG falls below 3% threshold
02/05/2008 Release according to § 26, para. 1 WpHG [German Securities Trading Act]
UBS AG exceeds 3% threshold
30/04/2008 Announcement according to Art. 3 Transparency Obligations of Issuers of Securities Listed on a Regulated Market (Luxembourg law of 11 January 2008)
28/04/2008 Announcement according to § 37v, 37w, 37x et seqq. WpHG [German Securities Trading Act]
Release Interim report Q1/2008
16/04/2008 Release according to § 26, para. 1 WpHG [German Securities Trading Act]
Barclays Global Investors exceeds 3% threshold
09/04/2008 Release according to § 26 para. 1 WpHG [German Securities Trading Act]
FMR LLC falls below 3% threshold
31/03/2008 Total Voting Rights announcement according to § 26a WpHG [German Securities Trading Act]
31/03/2008 Release according to § 26 para. 1 WpHG [German Securities Trading Act]
Deutsche Börse AG falls below 3% threshold
27/03/2008 Announcement according to Articles 37v, 37w, 37x et seqq. of the WpHG
18/01/2008 Release according to § 26, para. 1 WpHG [German Securities Trading Act]
UBS AG falls below 3% threshold
16/01/2008 Release according to § 26, para. 1 WpHG [German Securities Trading Act]
UBS AG exceeds 3% threshold
16/01/2008 Release according to § 26, para. 1 WpHG [German Securities Trading Act]
UBS AG falls below 3% threshold
08/01/2008 Release according to § 26, para. 1 WpHG [German Securities Trading Act]
21/12/2007 Release according to § 26, para. 1 WpHG [German Securities Trading Act]
UBS AG exceeds 3% threshold
09/12/2007 Release according to § 26, para. 1 WpHG [German Securities Trading Act]
UBS AG falls below 3% threshold
06/12/2007 Release according to § 26, para. 1 WpHG [German Securities Trading Act]
UBS AG exceeds 3% threshold
06/12/2007 Release according to § 26, para. 1 WpHG [German Securities Trading Act]
UBS AG falls below 3% threshold
29/11/2007 Release according to § 26, para. 1 WpHG [German Securities Trading Act]
UBS AG exceeds 3% threshold
15/11/2007 Release according to § 26, para. 1 WpHG [German Securities Trading Act]
UBS AG falls below 3% threshold
14/11/2007 Release according to § 26, para. 1 WpHG [German Securities Trading Act]
UBS AG exceeds 3% threshold
01/11/2007 Release according to § 26, para. 1 WpHG [German Securities Trading Act]
UBS AG falls below 3% threshold
26/10/2007 Release according to § 26, para. 1 WpHG [German Securities Trading Act]
UBS AG exceeds 3% threshold
22/10/2007 Announcement according to § 37v, 37w, 37x ff. WpHG [German Securities Trading Act]
Release of Interim Report 3/2007
17/10/2007 Release according to § 26, para. 1 WpHG [German Securities Trading Act]
UBS AG falls below 3% threshold
12/10/2007 Release according to § 26 para. 1 WpHG [German Securities Trading Act]
FMR LLC exceeds 3% threshold
01/10/2007 Release according to § 26, para. 1 WpHG [German Securities Trading Act]
Deutsche Börse AG exceeds 3% threshold with respect to own shares
24/08/2007 Release according to § 26, para. 1 WpHG [German Securities Trading Act]
UBS AG exceeds 3% threshold
22/08/2007 Release according to § 26, para. 1 WpHG [German Securities Trading Act]
UBS AG falls below 3% threshold
16/08/2007 Release according to § 26, para. 1 WpHG [German Securities Trading Act]
UBS AG exceeds 3% threshold
13/08/2007 Release according to § 26, para. 1 WpHG [German Securities Trading Act]
UBS AG falls below 3% threshold
10/08/2007 Release according to § 26, para. 1 WpHG [German Securities Trading Act]
UBS AG falls below 5% threshold
07/08/2007 Release according to § 26 para. 1 WpHG [German Securities Trading Act]
UBS AG exceeds 5% threshold
07/08/2007 Release according to § 26, para. 1 WpHG [German Securities Trading Act]
UBS AG falls below 5% threshold
07/08/2007 Release according to § 26 para. 1 WpHG [German Securities Trading Act]
UBS AG exceeds 5% threshold
31/07/2007 Release according to § 26, para. 1 WpHG [German Securities Trading Act]
UBS AG falls below 5% threshold
31/07/2007 Release according to § 26 para. 1 WpHG [German Securities Trading Act]
UBS AG exceeds 5% threshold 
30/07/2007 Release according to § 26, para. 1 WpHG [German Securities Trading Act]
UBS AG falls below 5% threshold
27/07/2007 Release according to § 26 para. 1 WpHG [German Securities Trading Act]
UBS AG exceeds 5% threshold
23/07/2007 Announcement according to § 37v, 37w, 37x ff. WpHG [German Securities Trading Act]
Financial report of the group (half-year)
20/07/2007 Release according to § 26, para. 1 WpHG [German Securities Trading Act]
UBS AG exceeds 3% threshold
16/07/2007 Release according to § 26a para. 1 WpHG [German Securities Trading Act]
Number of voting rights amounts to 200 million
11/07/2007 Release according to § 26, para. 1 WpHG [German Securities Trading Act]
UBS AG falls below 3% threshold
25/06/2007 Release according to § 26 para. 1 WpHG [German Securities Trading Act]
UBS AG falls below 5% threshold
21/06/2007 Release according to § 26 para. 1 WpHG [German Securities Trading Act]
UBS AG exceeds 5% threshold
19/06/2007 Release according to § 26 para. 1 WpHG [German Securities Trading Act]
UBS AG falls below 5% threshold
18/06/2007 Release according to § 26 para. 1 WpHG [German Securities Trading Act]
UBS AG exceeds 5% threshold
15/06/2007 Release according to § 26 para. 1 WpHG [German Securities Trading Act]
UBS AG falls below 5% threshold
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