| With TRICE® Deutsche Börse – Market Data & Analytics offers market participants a comfortable way to report all transactions in securities electronically to the Federal Securities Supervisory Authority (BaFin) in accordance with § 9 German Securities Trading Act (WpHG). The data of transactions can be reported to BaFin in the following ways: -
By dialogue: The reports are manually entered into the entry system made available by Deutsche Börse. -
By file transfer: The reporting entity converts the data into S.W.I.F.T. format and transmits it to Deutsche Börse. Reporting by foreign market participants With TRICE, Eurex® and Xetra® participants trading exclusively from outside Germany can also automatically generate reporting sets from the electronic trading systems Eurex and Xetra and then have the data directly reported by Deutsche Börse to BaFin. This does not require any additional separate dialogue and/or file transfer connection of the market participant. In order to be able to use this service, the company in question must be admitted as an Eurex and/or Xetra market participant. Furthermore, these transactions should not already be reported by the entity itself or a third party such as a clearing bank for Eurex transactions and/or a clearing bank for Xetra transactions. Table of all codes TRICE participants can access the monthly table of all codes, similar to TRIN/KA inquiries in the online system ('Who am I - table') as a free-of-charge download on the Internet. Outsourced reporting sets in accordance with § 9 WpHG Outsourced reporting sets are sent on request on CD-ROM or disk to TRICE users. Alternatively, the data can be retrieved as a download. Subscription to TRICE Further information can be found in the documents in the download area. If you intend to enter into a subscription agreement for the TRICE reporting system, we would ask you to contact TRICE Customer Services. | 
