With TRICE® Deutsche Börse – Market Data & Analytics offers market participants a comfortable way to report all transactions in securities electronically to the Federal Securities Supervisory Authority (BaFin) in accordance with § 9 German Securities Trading Act (WpHG).

The data of transactions can be reported to BaFin in the following ways:

	By dialogue: The reports are manually entered into the entry system made available by Deutsche Börse.
	By file transfer: The reporting entity converts the data into S.W.I.F.T. format and transmits it to Deutsche Börse.

Reporting by foreign market participants

With TRICE®, Eurex® and Xetra® participants trading exclusively from outside Germany can also automatically generate reporting sets from the electronic trading systems Eurex® and Xetra and then have the data directly reported by Deutsche Börse to BaFin. This does not require any additional separate dialogue and/or file transfer connection of the market participant.

In order to be able to use this service, the company in question must be admitted as an Eurex® and/or Xetra® market participant. Furthermore, these transactions should not already be reported by the entity itself or a third party such as a clearing bank for Eurex® transactions and/or a clearing bank for Xetra® transactions.

Table of all codes

TRICE® participants can access the monthly table of all codes, similar to TRIN/KA inquiries in the online system ("Who am I - table") as a free-of-charge download on the Internet.

Outsourced reporting sets in accordance with § 9 WpHG

Outsourced reporting sets are sent on request on CD-ROM or disk to TRICE® users. Alternatively, the data can be retrieved as a download.

Subscription to TRICE

Further information can be found in the documents in the download area. If you intend to enter into a subscription agreement for the TRICE® reporting system, we would ask you to contact TRICE® Customer Services.