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Deutsche Börse AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

Release date:
21 Dec 2022

Deutsche Börse AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

The Goldman Sachs Group, Inc., Wilmington, DE, United States of America (USA)

Deutsche Börse AG
Deutsche Börse AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
21.12.2022 / 16:35 CET/CEST
Dissemination of a Voting Rights Announcement transmitted by EQS News - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.


Notification of Major Holdings

1. Details of issuer
Name:Deutsche Börse AG
Street:-
Postal code:60485
City:Frankfurt / Main
Germany
Legal Entity Identifier (LEI):529900G3SW56SHYNPR95

2. Reason for notification
 Acquisition/disposal of shares with voting rights
XAcquisition/disposal of instruments
 Change of breakdown of voting rights
XOther reason:
Voluntary group notification with triggered threshold on subsidiary level

3. Details of person subject to the notification obligation
Legal entity: The Goldman Sachs Group, Inc.
City of registered office, country: Wilmington, DE, United States of America (USA)

4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
 

5. Date on which threshold was crossed or reached:
14 Dec 2022

6. Total positions
 % of voting rights attached to shares
(total of 7.a.)		% of voting rights through instruments
(total of 7.b.1 + 7.b.2)		Total of both in %
(7.a. + 7.b.)		Total number of voting rights pursuant to Sec. 41 WpHG
New0.33 %6.20 %6.53 %190000000
Previous notification0.34 %5.39 %5.73 %/

7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISINAbsoluteIn %
 Direct
(Sec. 33 WpHG)		Indirect
(Sec. 34 WpHG)		Direct
(Sec. 33 WpHG)		Indirect
(Sec. 34 WpHG)
US251542106101077160 %0.06 %
DE000581005505154580 %0.27 %
Total6231740.33 %

b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrumentExpiration or maturity dateExercise or conversion periodVoting rights absoluteVoting rights in %
Right To RecallOpen 2232030.12 %
Right Of UseOpen 1023550.05 %
Call Option16.06.2023 1350000.07 %
  Total4605580.24 %

b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrumentExpiration or maturity dateExercise or conversion periodCash or physical settlementVoting rights absoluteVoting rights in %
Call Warrant31.12.2030 Cash1337370.07 %
Swap07.12.2032 Cash6004730.32 %
Call Option31.03.2035 Cash44729312.35 %
Put Option19.12.2031 Cash19039231.002 %
Forward20.12.2024 Cash2227030.12 %
Future20.12.2030 Cash39772162.09 %
Put Option16.12.2022 Physical57760.003 %
   Total113167585.96 %

8. Information in relation to the person subject to the notification obligation
 Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
XFull chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

Name% of voting rights (if at least 3% or more)% of voting rights through instruments (if at least 5% or more)Total of both (if at least 5% or more)
The Goldman Sachs Group, Inc.%%%
GSAM Holdings LLC%%%
NNIP Holdings LLC%%%
NNIP UK Holdings I Ltd%%%
NNIP UK Holdings II Ltd%%%
NNIP Holdings I B.V. / NNIP Holdings II B.V.%%%
NN Investment Partners Holdings B.V.%%%
-%%%
The Goldman Sachs Group, Inc.%%%
Goldman Sachs Bank USA%%%
Goldman Sachs Bank Europe SE%%%
-%%%
The Goldman Sachs Group, Inc.%%%
GS Global Markets, Inc.%%%
Goldman Sachs Finance Corp International Ltd%%%
-%%%
The Goldman Sachs Group, Inc.%%%
Goldman Sachs (UK) L.L.C.%%%
Goldman Sachs Group UK Limited%%%
Goldman Sachs International Bank%%%
-%%%
The Goldman Sachs Group, Inc.%%%
GS Finance Corp.%%%
-%%%
The Goldman Sachs Group, Inc.%%%
IMD Holdings LLC%%%
United Capital Financial Partners, Inc.%%%
United Capital Financial Advisers, LLC%%%
-%%%
The Goldman Sachs Group, Inc.%%%
Goldman Sachs (UK) L.L.C.%%%
Goldman Sachs Group UK Limited%%%
Goldman Sachs International%5.53 %5.54 %
-%%%
The Goldman Sachs Group, Inc.%%%
GSAM Holdings LLC%%%
Goldman Sachs Asset Management, L.P.%%%
-%%%
The Goldman Sachs Group, Inc.%%%
Folio Financial, Inc.%%%
Folio Investments, Inc.%%%
-%%%
The Goldman Sachs Group, Inc.%%%
Murray Street Corporation%%%
Sphere Fundo De Investimento Multimercado - Investimento No Exterior Credito Privado%%%
Sphere Fund%%%
-%%%
The Goldman Sachs Group, Inc.%%%
Goldman Sachs & Co. LLC%%%
-%%%
The Goldman Sachs Group, Inc.%%%
Goldman Sachs Do Brasil Banco Multiplo S/A%%%

9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rightsProportion of instrumentsTotal of both
%%%

10. Other explanatory remarks:
 

Date
20 Dec 2022


21.12.2022 CET/CEST The EQS Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
Archive at www.eqs-news.com


Language:English
Company:Deutsche Börse AG
 -
 60485 Frankfurt / Main
 Germany
Internet:www.deutsche-boerse.com
 
 
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